Note:  Go to the C-I Calendar for links and details related to the following events.

Monday, 4/15:  

• IRS Deadline Day for Individuals and other tax entities to file tax returns or extensions for 2012, and to pay the remainder of their anticipated 2012 tax liability.  Q1 Estimated Tax for 2013 also are due today, along with a prorated payment.

• FINRA Deadline for member firms to file statistical and summary information regarding customer complaints for Q1 of 2013 on Form 4530.

Tuesday, 4/16:

• The SEC Hosts a Fixed Income Roundtable at its offices in Washington, DC.

• SIFMA Compliance & Legal Society holds its Monthly luncheon at the Harvard Club in New York.

• The Muni Bond Club of NY, in conjunction with SIFMA, holds the last of 10 classes in the Municipal Bond School.

Wednesday, 4/17:

• SIFMA Securitization Group holds its Spotlight Session - The Future of Capital Requirements, a panel discussion at the SIFMA Conference Center in lower Manhattan.

• FINRA Deadline for member firms to file the Short Interest Report for Positions Settling on 4/15/13.

Thursday, 4/18:

• SIFMA Asset Mgmt Group holds its Putting the Clear in Central Clearing, a discussion session for the buy-side firms at the SIFMA Conference Center in lower Manhattan.

Friday, 4/19:

• SIFMA hosts foreign bank officials for The State of the EU Banking Sector 2013, at the SIFMA Conference Center in lower Manhattan.

For these and other further events, go to:   [Compliance-Insights Event Calendar].

To contact Melanie Gretchen: melanie@compliance-insights.com.