BROWSE BY TOPIC
Stories of Interest
- State Street Challenging BNY Mellon As Largest Custody Bank
- Changes to FINRA Advisory Committees: Phase 1
- SEC Approves CAT Fee Dispute Resolution Process
- Boston-Area Consultant & Friend Settle SEC Insider Trading Charges
- SEC Chair Clayton: Statement on Status of the Consolidated Audit Trail ('CAT')
- Goldman to Launch $5bn Fund with China Investment Corp.
- Wells Fargo Launches Robo-Adviser Targeting Millenial Investors
- Barclays Fails to End U.S. 'Dark Pool' Class Action
- Goldman Sachs' Chief Risk Officer, Craig Broderick, to Retire
- Time to Renew FINRA Registrations - B/D, IA, Agent, IA Rep, Branches
- New Jersey’s Next Governor Could Be a Democrat Who Worked at Goldman Sachs
- FINRA New York Region Networking Seminar - December 1st
- SEC Approves “Pay-to-Play” and Related Rules for Capital Acquisition Brokers
- Hedge Fund Giant Paul Singer Targeted for Destruction by Steve Bannon
- Saudi Arabia's arrest of Prince Alwaleed 'would be like arresting Warren Buffett or Bill Gates' in the US
- Arrest of Billionaire Saudi Prince Touches Sizable Stakes - Citigroup, Twitter, Lyft
- New York Fed President William Dudley set to announce retirement
- FINRA Arbitration Panel Rules Against ex-LPL Broker in $30Mn Lawsuit vs. Firm
- OOPS! Goldman, JPMorgan, BofA Fail in Pricing an IPO
- Former Merrill Broker Pleads Guilty to Fee Fraud, Faces Up To 25 Years
We seek to provide information, insights and direction that may enable the Financial Community to effectively and efficiently operate in a regulatory risk-free environment by curating content from all over the web.
Stay Informed with the latest fanancialish news.
NEWSLETTERS & ALERTS
Where Were You on September 11, 2001?
Sixteen years ago, I was with Fidelity Investments - a Vice President in Internal Audit, working out of Fidelity’s New York offices at Two World Financial Center. On a typical weekday morning I’d be sitting in my 4th floor office, which looked out upon the Westside Highway and the World Trade Center. But on the day of the attack, I was out of town, in Boston, visiting Fidelity’s headquarters.
Around 9 a.m. a colleague told me that a plane had just crashed into the World Trade Center. Like many others, I imagined that a small commuter had lost control and crashed into the building. However, upon learning of the second crash moments later, I realized the enormity of the moment.
In a dazed state of mind, I spent the next 30 minutes trying to call my wife, whom I knew would be in our apartment on the Upper Eastside of Manhattan. I finally got through, for all of 15 seconds. But that was enough time for me to hear her say: “Thank God you’re safe in Boston.” That brief call turned out to be my only connection on Tuesday with family and friends in New York City.
I then was instructed by Hadrian Tucker, who headed the Internal Audit and Compliance Departments, that I should return to the hotel until further notice. FAT CHANCE – would you stay in a hotel was located across the street from Boston’s own World Trade Center - which was situated across the bay from Boston’s Logan Airport, from where the attacking flights originated?
Left to my own devices, I aimlessly roamed Boston. Ultimately, I hooked up with a co-worker who waited nervously for word from her boyfriend who was a trader in the World Trade Center. She finally connected with him by Wednesday, 9/12. That next day I also learned that all of Fidelity's NY-based employees had been safely evacuated from Two Financial Center and escorted up the Westside Highway away from Ground Zero.
By Thursday evening, September 13, I returned home to New York, by Amtrak train service. I had an emotional reunion with my wife, family, neighbors and a city in mourning.
For photos of that tragic day: