BROWSE BY TOPIC
- Bad Brokers
- Compliance Concepts
- Investor Protection
- Investments - Unsuitable
- Investments - Strategies
- Investments - Private
- Features/Scandals
- Companies
- Technology/Internet
- Rules & Regulations
- Crimes
- Investments
- Bad Advisors
- Boiler Rooms
- Hirings/Transitions
- Terminations/Cost Cutting
- Regulators
- Wall Street News
- General News
- Donald Trump & Co.
- Lawsuits/Arbitrations
- Regulatory Sanctions
- Big Banks
- People
TRENDING TAGS
Stories of Interest
- Sarah ten Siethoff is New Associate Director of SEC Investment Management Rulemaking Office
- Catherine Keating Appointed CEO of BNY Mellon Wealth Management
- Credit Suisse to Pay $47Mn to Resolve DOJ Asia Probe
- SEC Chair Clayton Goes 'Hat in Hand' Before Congress on 2019 Budget Request
- SEC's Opening Remarks to the Elder Justice Coordinating Council
- Massachusetts Jury Convicts CA Attorney of Securities Fraud
- Deutsche Bank Says 3 Senior Investment Bankers to Leave Firm
- World’s Biggest Hedge Fund Reportedly ‘Bearish On Financial Assets’
- SEC Fines Constant Contact, Popular Email Marketer, for Overstating Subscriber Numbers
- SocGen Agrees to Pay $1.3 Billion to End Libya, Libor Probes
- Cryptocurrency Exchange Bitfinex Briefly Halts Trading After Cyber Attack
- SEC Names Valerie Szczepanik Senior Advisor for Digital Assets and Innovation
- SEC Modernizes Delivery of Fund Reports, Seeks Public Feedback on Improving Fund Disclosure
- NYSE Says SEC Plan to Limit Exchange Rebates Would Hurt Investors
- Deutsche Bank faces another challenge with Fed stress test
- Former JPMorgan Broker Files racial discrimination suit against company
- $3.3Mn Winning Bid for Lunch with Warren Buffett
- Julie Erhardt is SEC's New Acting Chief Risk Officer
- Chyhe Becker is SEC's New Acting Chief Economist, Acting Director of Economic and Risk Analysis Division
- Getting a Handle on Virtual Currencies - FINRA
ABOUT FINANCIALISH
We seek to provide information, insights and direction that may enable the Financial Community to effectively and efficiently operate in a regulatory risk-free environment by curating content from all over the web.
Stay Informed with the latest fanancialish news.
SUBSCRIBE FOR
NEWSLETTERS & ALERTS
FOLLOW US
WHO's News Briefs
- Goldman's Sidney Weinberg, Jr. Dies at 87.
- Fiserv Financial Shows Up in Berkshire Hathaway's Portfolio.
- UBS Cuts Pay Dividend to Preserve Capital.
- Carl Krasik: BNY's Former GC Returns to Reed Smith.
- Wells Fargo Considers NYC Office Space.
1. Goldman's Sidney Weinberg, Jr. Dies at 87. The 3rd of a family dynasty passes. Sidney Weinberg joined Goldman Sachs as a general partner in 1965, led its investment banking services department from 1978 to 1988, became a limited partner in 1988, and since 1999 had been a senior director. His father, Sidney, Sr. had been CEO of Goldman from 1939 until his death in 1970, while brother John, who died in 2006, had led the company from 1976 to 1990. [NYT Dealbook, 10/6]
2. Fiserv Financial Shows Up in Berkshire Hathaway's Portfolio. Warren Buffet's monster holding company recently added Fiserv Financial, that specializes in various payments and processing services. From a financial standpoint, it apparently meets many of the qualities Buffett looks for in a stock - the company offers a lot of technology to banks and other financial institution and stands to gain if the condition of the banking industry improves. [Gurufocus, 8/19]
3. UBS Cuts Pay Dividend to Preserve Capital. UBS has suspended dividends in order to preserve capital to meet new Swiss capital requirements. The bank may resume payments in 2013 or 2014, depending on the Basel III rules. [NYT Dealbook, 9/30]
4. Carl Krasik: BNY's Former GC Returns to Reed Smith. Carl Krasik, who in May was replaced by Jane Sherburne as BNY Mellon's general counsel, has returned to Reed Smith, the law firm where he spent 25 years before going in-house. In 1995, Mr. Krasik left the firm to join Mellon Financial and played an important role in the bank's 2007 merger with Bank of New York. [NYT Dealbook, 9/13]
5. Wells Fargo Considers NYC Office Space. In early September, WFC was evaluating space needs in the NYC area, in anticipation of expiring leases. The SF-based bank expects its space in New York to increase "incrementally over the next few years, according to a spokesperson.WFC currently uses 850,000sf of office space in New York, compared to 5 million sf in Charlotte, NC. [Charlotte Observer, 9/10]
Related Stories: Archive
-
Legal Funding Firm Accused of Scamming 9/11 Heroes, NFL Retirees
February 8, 2017 -
Elizabeth Warren, Wall Street Pariah, Now Has Lost Her Left-Wing Following
January 19, 2017 -
What We Know and Don’t Know About the Trump-Russia Dossier
January 11, 2017