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TRENDING TAGS
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- Sarah ten Siethoff is New Associate Director of SEC Investment Management Rulemaking Office
- Catherine Keating Appointed CEO of BNY Mellon Wealth Management
- Credit Suisse to Pay $47Mn to Resolve DOJ Asia Probe
- SEC Chair Clayton Goes 'Hat in Hand' Before Congress on 2019 Budget Request
- SEC's Opening Remarks to the Elder Justice Coordinating Council
- Massachusetts Jury Convicts CA Attorney of Securities Fraud
- Deutsche Bank Says 3 Senior Investment Bankers to Leave Firm
- World’s Biggest Hedge Fund Reportedly ‘Bearish On Financial Assets’
- SEC Fines Constant Contact, Popular Email Marketer, for Overstating Subscriber Numbers
- SocGen Agrees to Pay $1.3 Billion to End Libya, Libor Probes
- Cryptocurrency Exchange Bitfinex Briefly Halts Trading After Cyber Attack
- SEC Names Valerie Szczepanik Senior Advisor for Digital Assets and Innovation
- SEC Modernizes Delivery of Fund Reports, Seeks Public Feedback on Improving Fund Disclosure
- NYSE Says SEC Plan to Limit Exchange Rebates Would Hurt Investors
- Deutsche Bank faces another challenge with Fed stress test
- Former JPMorgan Broker Files racial discrimination suit against company
- $3.3Mn Winning Bid for Lunch with Warren Buffett
- Julie Erhardt is SEC's New Acting Chief Risk Officer
- Chyhe Becker is SEC's New Acting Chief Economist, Acting Director of Economic and Risk Analysis Division
- Getting a Handle on Virtual Currencies - FINRA
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WHO's News Briefs - Take 2
- John Giesea to Retire from Security Traders Association.
- W.P. Carey's New President, CEO.
- Citigroup's New President of U.S. Consumer, Commercial Banking.
- Stifel's New Co-Chairman, Thomas Weisel.
- CBOE's New E-Options Exchange.
1. STA's Giesea Steps Down. John Giesea will retire after 10 yeas as president and CEO of the Security Traders Association. During this stretch, many of the regulatory and technological changes dealt the STA a heavy blow; STA's membership ranks thinned out as traders' jobs disappeared. Mr. Giesea agreed that the industry continues to adjust to dramatic changes, but notes that STA's mission to represent the trading community in a global perspective remains the same. [Traders Mag, 10/6]
2. W.P. Carey's New President, CEO. Trevor Bond, 48, was elected president and CEO for the investment firm; he previously was interim CEO. [Crains NY Business, 10/4]
3. Citigroup's New President of U.S. Consumer, Commercial Banking. Cece Stewart, 52, joined Citigroup from Morgan Stanley, where she had served as president of the retail banking group and CEO of Morgan Stanly Private Bank. [Crains NY Business, 9/20]
4. Stifel's New Co-Chairman, Thomas Weisel. Mr. Weisel, 69, took the role of Stifel Financial Corp.'s co-chairman in August after the company bought his old firm, Thomas Weisel Partners Group. His new job: parlaying his connections in Silicon Valley into more underwriting and advisory deals for his new employer. Mr. Weisel will put his 40-year track record to the test during this difficult stretch for investment banking. Stifel currently is a small participant in this area. [Bloomberg, 9/20]
5. CBOE's New C2 Exchange. Goldman Sachs, BofAMerrill Lynch, Interactive Brokers, and high-frequency trader Getco LLC are among the firms connecting to CBOE's new electronic exchange that's set to launch this month. The C2 Exchange, first announced in 2008, represents CBOE's answer to a crop of all-electronic stock=options markets that have cut into its CBOE's business these past several years. [WSJournal, 9/2]
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