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We seek to provide information, insights and direction that may enable the Financial Community to effectively and efficiently operate in a regulatory risk-free environment by curating content from all over the web.


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Browsing Stories of Interest: Lawsuits/Arbitrations

UBS Told to Pay $903K After Losing Retaliation Verdict

December 21, 2017

Barclays Fails to End U.S. 'Dark Pool' Class Action

November 6, 2017

FINRA Arbitration Panel Rules Against ex-LPL Broker in $30Mn Lawsuit vs. Firm

November 3, 2017

Barclays Sued by Hedge Fund for $85Mn Over Copper Trading Losses

October 24, 2017

Wachovia Customer Sues Wells Fargo Over FundSource Losses - Bill Singer

September 20, 2017

Harbour and Geneos Customers Win FINRA Arbitration Against Stockbroker - Bill Singer

September 19, 2017

Judge Says Spitzer ‘Acted with Actual Malice’ Vs. AIG’s Ex-CEO Greenberg

September 15, 2017

FINRA Arbitrator Unimpeded by Defaulting Brokerage Firm - Bill Singer

September 13, 2017

Stifel Prevails in Arbitration But Ex-Hilltop Employees Hit with Awards - Bill Singer

August 21, 2017

SG Americas Employee Wins (Sort Of) FINRA Employment Arbitration - Bill Singer

August 15, 2017

Lawyer Tells What Really Goes On in FINRA Arbitration

August 9, 2017

Leon Black’s Apollo Global Sued Over Alleged Fraud

August 7, 2017

Tullet Prebon Wins Blackballing Arbitration - Bill Singer

August 3, 2017

JPMorgan Kept Loan Buyers in Dark About Probe - Lawsuit

August 2, 2017

Ex-Lehman Trader Fails in Bid to Double-Dip on $83Mn Bonus

July 31, 2017

Employee Wins Over $1 Million In Fraudulent Inducement Hiring Case - Bill Singer

July 31, 2017

Bond Trader Barred by FINRA Wins Arbitration for Unpaid Wages - Bill Singer

July 26, 2017

Mastercard Wins Dismissal of $18 Billion Class Action Suit

July 24, 2017

Ex-Broker Sues Hedge Fund For $5M Over Layoff Dispute

July 14, 2017

Italian Court to Hear $3Bn Claim vs. Morgan Stanley

July 6, 2017

JPMorgan Wins Appeals Ruling in FX Salesman's Dismissal Case

June 20, 2017

California Could Let Consumers Sue Banks, Despite Arbitration Clauses

June 1, 2017

Nomura Traders in Ultimate Bet Won't Testify at Fraud Trial

May 31, 2017

Goldman Sachs Sues 2 Ex-Executives Over Client Poaching

May 25, 2017

Lehman Seeks $2Bn from Citigroup in Bankruptcy Court

May 22, 2017

Tell Me Why: Unanswered Questions in FINRA Expungement - Bill Singer

May 18, 2017

Cowboys Running Back Darren McFadden Sues Ameriprise for $15Mn

May 18, 2017

Ex-RBS Boss Goodwin Going to Court Over Role In Financial Crisis

May 18, 2017

FINRA Arbitrators Sustain TD Ameritrade Margin Sell-Out - Bill Singer

May 17, 2017

HSBC Settles Bondholders' Claims of Libor Manipulation

May 17, 2017

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