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We seek to provide information, insights and direction that may enable the Financial Community to effectively and efficiently operate in a regulatory risk-free environment by curating content from all over the web.


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Browsing Stories of Interest: People

SEC Formerly Bars Martin Shkreli from Industry

April 25, 2018

HF Billionaire Steve Cohen Buying Into Fintech Start-Ups

April 25, 2018

Richard Jenrette, Co-Founder of DLJ Investment Bank, Dies at 89

April 23, 2018

Warren Buffett Simply Blew it on Wells Fargo Stock: Dick Bove (Video)

April 20, 2018

Janney Montgomery Scott CEO Joins FINRA Board of Governors

April 16, 2018

Larry Fink: Wall Street’s $6 Trillion Man Finally Worth $1Bn

April 16, 2018

Susan Axelrod, Ex-FINRA Exec, Joins Merrill Lynch as Chief Supervisory Officer

April 11, 2018

HF Manager John Paulson Owes $1Bn in Taxes; Paid $5ooMn in 2017

April 11, 2018

Another Goldman Exec Leaves Wall Street for Crypto World

April 10, 2018

Former Merrill Lynch CEO John Thain Slated to Join Deutsche Bank Supervisory Board

April 7, 2018

Cryan on His Way Out - Deutsche Bank Chair Meets With CEO Candidates

March 27, 2018

Sallie Krawcheck’s Investment Firm Launches New Fund for Women

March 27, 2018

Latham & Watkins Chair Bill Voge Resigns Over Sexual Messages

March 21, 2018

Mark Zuckerberg Lost $9Bn in Wealth Over Past 48 Hours

March 20, 2018

From a $126Mn Bonus to Jail: Fall of a Star Trader

March 19, 2018

Standard Chartered Puts Compliance Head Neil Barry on Leave

March 19, 2018

Billionaire Investor John Paulson's Hedge Fund Is 'Rightsizing', And a Bunch of Senior Staff are Leaving

March 16, 2018

Wall Street's ‘Diva of Distressed’ Throws Her Funds Into Bankruptcy

March 13, 2018

How a Former NBA #1 Draft Pick Went From $61Mn Fortune to Owing $157K

March 13, 2018

Bank of America Names Craig Coben Capital Markets Vice Chairman

March 5, 2018

Citigroup's Global Head of Stock Trading, Hired in 2016, Is Out

March 2, 2018

Scaramucci Fears SkyBridge Sale Will Be Blocked - By John Kelly

March 1, 2018

Goldman Says Ex-Trump Advisor Dina Powell to Return to Bank

February 27, 2018

Barclays CEO Staley Sees Pay Decline - Frankly, He's Lucky to Still be Employed

February 22, 2018

Citigroup Raises CEO Corbat's Pay 48% to $23Mn

February 19, 2018

Kyle Moffatt Named Chief Accountant in SEC CorpFinance

February 19, 2018

Karen Garnett, Assoc. Director of SEC CorpFinance, to Leave After 23 Years of Service

February 19, 2018

Alberto Arevalo, Associate Director in Office of International Affairs, to Retire From SEC

February 14, 2018

BofA CEO Moynihan Got $23Mn Compensation for 2017 – a 15% Pay Raise

February 11, 2018

Goldman's #2 Allegedly Swindled Out of $1.2Mn of Wine by Assistant

January 17, 2018

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