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TRENDING TAGS
Stories of Interest
- Sarah ten Siethoff is New Associate Director of SEC Investment Management Rulemaking Office
- Catherine Keating Appointed CEO of BNY Mellon Wealth Management
- Credit Suisse to Pay $47Mn to Resolve DOJ Asia Probe
- SEC Chair Clayton Goes 'Hat in Hand' Before Congress on 2019 Budget Request
- SEC's Opening Remarks to the Elder Justice Coordinating Council
- Massachusetts Jury Convicts CA Attorney of Securities Fraud
- Deutsche Bank Says 3 Senior Investment Bankers to Leave Firm
- World’s Biggest Hedge Fund Reportedly ‘Bearish On Financial Assets’
- SEC Fines Constant Contact, Popular Email Marketer, for Overstating Subscriber Numbers
- SocGen Agrees to Pay $1.3 Billion to End Libya, Libor Probes
- Cryptocurrency Exchange Bitfinex Briefly Halts Trading After Cyber Attack
- SEC Names Valerie Szczepanik Senior Advisor for Digital Assets and Innovation
- SEC Modernizes Delivery of Fund Reports, Seeks Public Feedback on Improving Fund Disclosure
- NYSE Says SEC Plan to Limit Exchange Rebates Would Hurt Investors
- Deutsche Bank faces another challenge with Fed stress test
- Former JPMorgan Broker Files racial discrimination suit against company
- $3.3Mn Winning Bid for Lunch with Warren Buffett
- Julie Erhardt is SEC's New Acting Chief Risk Officer
- Chyhe Becker is SEC's New Acting Chief Economist, Acting Director of Economic and Risk Analysis Division
- Getting a Handle on Virtual Currencies - FINRA
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FINRA Job Posts as of December 21
December 21, 2016
- Compliance Examiner, TFCE Options- Market Reg. NY, NY; Job Posting: Dec 21 - Requisition ID 005691
- Examiner - Market Reg., Trading & Fincl Compliance Exams (TFCE) Equities - Chi., IL; Job Posting: Dec 20- Requisition ID 005688
- Gateway Agent, Registration & Disclosure - Rockville, MD (Contractor Conversion); Job Posting: Dec 20 - Requisition ID 005687
- Senior Tester - Technology - Rockville, MD; Job Posting: Dec 20 - Requisition ID 005686
- Director - Insider Risk Program - Technology - Rockville, MD; Job Posting: Dec 19 - Requisition ID 005684
- Lead Systems Analyst - Technology, Chicago, IL - Contractor Conversion; Job Posting: Dec 19 - Requisition ID 005679
- Associate Developer II - Technology - Rockville, MD; Job Posting: Dec 19 - Requisition ID 005678
- Examiner - Market Reg., Trading & Fincl Compliance Exams (TFCE) Options- Chi., IL; Job Posting: Dec 19 - Requisition ID 005677
- Regulatory Analyst, Insider Trading, Rockville, MD; Job Posting: Dec 16 - Requisition ID 005663
- Examiner - Member Reg., Sales Practice - Chi., IL; Job Posting: Dec 16 - Requisition ID 005676
Related Stories: Hirings/Transitions
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FINRA Job Postings, as of September 27, 2019
September 22, 2019 -
FINRA September Job Postings, as of September 19, 2019
September 20, 2019 -
FINRA Recent Job Postings, as of July 15, 2019
July 15, 2019