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People

Lauren Simmons, 24, Featured NYSE Equity Trader

November 29, 2018

People

CEO, CRO Changes at Deutsche Bank

November 29, 2018

People

JPMorgan Selling Trading Software to Investors ... And Other Financial Firms and People in the Headlines

November 6, 2018

People

Goldman Invests in Crypto Custodian BitGo Holdings ... And Other People and Firm Headliners

October 31, 2018

People

People & Firms: Headliners in the Financial World

October 11, 2018

People

Gary Goldsholle Leaving the SEC

October 11, 2018

People

Pro-Crypto Elad Roisman Sworn in as SEC Commissioner

September 12, 2018

People

SEC Promotes Two in Enforcement

September 7, 2018

People

New Deputy Directors in SEC Trading and Markets Division

July 26, 2018

People

SEC Announces Incoming and Outgoing Deputy Directors of OCIE

July 26, 2018

People

Candidates Seeking to Serve on FINRA Board of Governors

July 25, 2018

People

And the Next President of Goldman Sachs May Be …

July 18, 2018

People

Anthony Kennedy Retiring From Supreme Court

June 27, 2018

People

Mary Schapiro Joins Morgan Stanley Board of Directors

June 27, 2018

People

SEC Names New Regional Director for Salt Lake Office

June 19, 2018

People

Welcome to the Securities and Exchange Commission

June 15, 2018

People

Richard Powers to Head DOJ Antitrust Division

May 21, 2018

People

SEC's OCIE Has New Chief Risk and Strategy Officer

May 15, 2018

People

Leadership Changes at Goldman Sachs

May 14, 2018

People

Associate Director / Chief Counsel in SEC Investment Management to Retire

April 20, 2018

People

Bari Havlik Replacing Susan Axelrod at FINRA

April 11, 2018

People

SEC's Scott Friestad Passes Away

April 6, 2018

People

Blankfein Reportedly Will Leave Goldman Sachs by Year's End

March 9, 2018

People

Robert Jackson & Hester Peirce Sworn in as SEC Commissioners

January 15, 2018

People

SEC Deputy Director of Trading and Markets is Retiring

December 20, 2017

People

Marc Berger Named Director of New York Regional Office

December 19, 2017

People

FINRA Election Results and Appointments

December 15, 2017

People

SEC Enforcement Has New Chief for Complex Financial Instruments Unit

December 7, 2017

People

Say Goodbye to SEC Director of Chicago Office

November 29, 2017

People

Paul Cellupica Rejoins SEC Investment Management Division

November 22, 2017

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