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Wall Street News

Financial Stocks Start Week on Losing Note (Wells -1.4%, PNC -1.4%, JPM -1.2%) - July 15

July 15, 2019

Wall Street News

7/12 Financialish Market Recap: Financial Stocks Advance in an Up-And-Down Market (Goldman Sachs, American Express are Standouts)

July 15, 2019

Wall Street News

Financial Stocks Continues Their Rally (DB +2.5%, Piper +2.2%, MStanley +1.6%) - July 12

July 13, 2019

Wall Street News

Financial Stocks Advance with Strong Rally (Goldman +2.6%, Schwab +2.0%, MStanley +2.0%) - July 11

July 12, 2019

Regulatory Sanctions

Deutsche Bank Probed Over 1MDB Scandal … And Other Fines, Sanctions and Legal Actions

July 11, 2019

Wall Street News

DB Whistleblower Also Raised Flags at BofA, FINRA Annual Report, A Stock Exchange for Sneakers … And Other Headlines and Headliners

June 28, 2019

Regulatory Sanctions

Merrill Settles 'Spoofing' Charges, LPL Fined for Unregistered Brokers … And Other Regulatory Cases

June 28, 2019

Wall Street News

HSBC's Money Laundering Scandal, Murky Waters for SEC's Reg. BI … And Other Headlines and Headliners

June 25, 2019

Wall Street News

Goldman’s 1MDB Settlement Offer, SEC’s ‘Capital / Segregation’ and ‘Best Interest’ Rules … And Other Headlines and Headliners

June 24, 2019

Wall Street News

The Next Bitcoin Crash, The New Rules for FAs, ConvergEx and Burnham Ex-Execs Barred … And Other Headlines and Headliners

June 14, 2019

Wall Street News

Financial Stocks: More Winners Than Losers (AIG +1.1%, BNY Mellon +1.0%, CME -1.1%) - June 13

June 13, 2019

Wall Street News

Financial Stocks Take Big Hits (Wells -2.9%, MStanley -2.4%, Goldman -2.3%) - June 12

June 12, 2019

Wall Street News

Goldman Women in 14-Year Fight, BofA in NYC Concentration Mode, Gary Cohn Into Blockchain … And Other Headlines and Headliners

June 12, 2019

Wall Street News

Financial Stocks Close Mixed (DB +1.4%, Citi +1.1%, StateSt -3.7%, CME -2.2%) - June 11

June 11, 2019

Wall Street News

Wells Fargo Settles Insurance Scam, Citadel Crushes It, SEC Threatens 'Reg D' ICOs … And Other Headlines and Headliners

June 10, 2019

Wall Street News

6/5 Weekly Recap: Financial Stocks Score a Big Rally, Led By ... Citi, AmEx, USBancorp, CME

June 10, 2019

Regulatory Sanctions

Beg, Borrow and Steal(?)

June 7, 2019

Wall Street News

Goldman Sued for Discrimination, Wells Fargo May Keep Interim CEO Permanently … And Other Headlines and Headliners

June 6, 2019

Wall Street News

Financial Stocks Rebound with a Vengeance (Schwab +5.3%, Citi +5.2%, DB +5.1%, BofA +4.7%) - June 4

June 4, 2019

Wall Street News

5/31 Weekly and Monthly Recap: Financial Stocks Lose Big for Week and Month (Goldman, Morgan Stanley are Notables)

June 1, 2019

Wall Street News

Financial Stocks Get 'Goose-Egged' (AMP -3.6%, Pru -3.5%, LPL -2.9%, MS -2.7%) - May 31

May 31, 2019

Wall Street News

Redefining 'Insider Trading', A New SEC Director, UBS Regulatory Costs Peak ... And Other Headlines and Headliners

May 29, 2019

Wall Street News

5/24 Weekly Recap: Financial Stocks and Market Indices Limp Into the Holiday Weekend

May 25, 2019

Wall Street News

SEC Combats Stock Manipulation and Crypto/ICO Schemes ... And Other Fines, Sanctions, Legal Actions

May 23, 2019

Wall Street News

Financial Stocks Take Big Losses (BCS -3.3%, DB -2.4%, C -2.2%, MS -2.0%, GS -1.8%) - May 22

May 22, 2019

Wall Street News

5/17 Weekly Update: Financial Stocks Had Bad Week, As Financialish-30-Index Drops 2-1/2%

May 20, 2019

Wall Street News

UBS Job Cuts, Bitcoin Price Run-Up, Fidelity Stock Lending ... And Other Headlines and Headliners

May 15, 2019

Wall Street News

Financial Stocks Collapse in a Bear Market (Citi -5/2%, Pru -5.0%, MStanley -4.7%) - May 13

May 13, 2019

Wall Street News

Brokers v. Big Broker-Dealers, SEC Regulation of ICOs ... And Other Headlines and Headliners

May 13, 2019

Wall Street News

5/10 Weekly Update: Financialish-30-Index and Standard-And-Poor's-500 Take Losses for the Week

May 11, 2019

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