Subscribe to our mailing list

* indicates required

BROWSE BY TOPIC

ABOUT FINANCIALISH

We seek to provide information, insights and direction that may enable the Financial Community to effectively and efficiently operate in a regulatory risk-free environment by curating content from all over the web.

 

Stay Informed with the latest fanancialish news.

 

SUBSCRIBE FOR
NEWSLETTERS & ALERTS

FOLLOW US

Investments

‘YouTube or Netflix for Kids’ - Promoting with Cold Calls

October 29, 2019

Investments

Customers Unaware that Broker was Churning Their Accounts

October 25, 2019

Investments

Investing in Private Securities Transactions

October 24, 2019

Investments

How Best to File a Customer Complaint

October 23, 2019

Crimes

This ‘Cashback Membership’ Was a Ponzi Fraud

October 22, 2019

Investments

It’s Best to Avoid Thinly-Traded Stocks

October 21, 2019

Features/Scandals

We’re in the Golden Age of Scamming

October 11, 2019

Regulatory Sanctions

Preferential Treatment by Georgia Adviser to Himself and His Family

October 10, 2019

Crimes

Your Next-Door Neighbor Isn’t As Rich As He Seems

October 9, 2019

Investments

Be Careful What You Smoke

October 9, 2019

Crimes

Ponzi’d By My Accountant

October 8, 2019

Crimes

Investing in Music Concerts and Earning Heady Profits

September 25, 2019

Investments

Your Broker Wants to Put You into Alternative Investments. Is That Okay?

September 24, 2019

Crimes

Boiler Rooms – In the Movies and In Real Life

September 23, 2019

Regulatory Sanctions

Customers Left Hanging by Their Brokerage Firms

September 22, 2019

Hirings/Transitions

FINRA Job Postings, as of September 27, 2019

September 22, 2019

Regulatory Sanctions

Cantor Fitzgerald, BMO Capital, Canaccord Genuity Sanctioned by SEC ... And Other Fines, Sanctions and Legal Actions

September 21, 2019

Hirings/Transitions

FINRA September Job Postings, as of September 19, 2019

September 20, 2019

Wall Street News

JPMorgan Traders Charged with Rigging Markets, Wall Street Pay Slipping … And Other Headlined Persons and Companies

September 20, 2019

Regulatory Sanctions

FINRA Reports Disciplinary Actions Against 12 Firms, 48 Individuals

September 19, 2019

Wall Street News

Financial Stocks - Losers Outnumber Winners (AmEx -2.8%, DB -2.7%, CS -1.5%) - July 19

July 19, 2019

Regulatory Sanctions

FINRA Reports Disciplinary Actions Against 6 Firms, 30 Individuals

July 17, 2019

Wall Street News

Financial Stocks Close Mixed (Schwab +3.3%, DB +2.6%, Wells Fargo -3.0%) - July 16

July 16, 2019

Hirings/Transitions

FINRA Recent Job Postings, as of July 15, 2019

July 15, 2019

Wall Street News

Financial Stocks Start Week on Losing Note (Wells -1.4%, PNC -1.4%, JPM -1.2%) - July 15

July 15, 2019

Wall Street News

Citigroup Posts Good Q2 Earnings, Leon Black Stood by Pedofile Epstein, Deutsche Axing Bankers … And Other Headlined Persons and Companies

July 15, 2019

Wall Street News

7/12 Financialish Market Recap: Financial Stocks Advance in an Up-And-Down Market (Goldman Sachs, American Express are Standouts)

July 15, 2019

Wall Street News

Financial Stocks Continues Their Rally (DB +2.5%, Piper +2.2%, MStanley +1.6%) - July 12

July 13, 2019

Wall Street News

Financial Stocks Advance with Strong Rally (Goldman +2.6%, Schwab +2.0%, MStanley +2.0%) - July 11

July 12, 2019

Regulatory Sanctions

Deutsche Bank Probed Over 1MDB Scandal … And Other Fines, Sanctions and Legal Actions

July 11, 2019

Scroll to load more