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Wall Street News

Cryptocurrencies Slammed Again in Past Day (Bitcoin -2.7%, Ethereum -9.6%) - Aug. 14

August 14, 2018

Wall Street News

All Financial Stocks Soar (AMP +1.8%, BK +1.7%, RJF, LPLA +1.6%) - Aug. 14

August 14, 2018

Regulatory Sanctions

Wells Fargo to Pay $2Bn for Selling Toxic Residential Mortgages Leading up to the Financial Crisis

August 14, 2018

Lawsuits/Arbitrations

JPMorgan Escapes $8 Billion Verdict Over a Breach of Fiduciary Obligations

August 14, 2018

Wall Street News

ATS Supervision Obligations ... and Other Fines, Sanctions, Headlines & Headliners

August 14, 2018

Wall Street News

Crytocurrency Markets Continue to Plunge

August 13, 2018

Wall Street News

Financial Stocks Tank (DB-3.2%, BAC-2.3%, MS-2.2%)

August 13, 2018

Wall Street News

Fines, Sanctions, Headlines & Headliners (8/13)

August 13, 2018

Wall Street News

Financials Decline in Price (BK -1.6%, PRU -1.6%, MS -1.4%) - Aug. 9

August 9, 2018

Wall Street News

Cryptocurrency Prices Collapsing (Bitcoin -8.5%, Ripple -14.8%) - Aug. 8

August 8, 2018

Wall Street News

Financials Closed Mixed (BCS +1.3%, PRU +1.2%, AIG -1.0%, LPLA -0.9%) - Aug. 8

August 8, 2018

Hirings/Transitions

FINRA: Latest Job Postings - August 7

August 8, 2018

Wall Street News

Goldman (Crypto Custody Service, Scrutiny in 1MDB Inquiry) and Other Headlines and Headliners

August 8, 2018

Wall Street News

Financials Rise, As TD Ameritrade (+2%) and TD Bank (-1%) Move in Opposite Directions - Aug. 7

August 7, 2018

Wall Street News

Cryptocurrencies Endure 7-Day Decline (Bitcoin -14.4%, Ethereum 12.7%) - August 5

August 5, 2018

Wall Street News

Financials: Winner Outpace Losers to Close Week (BLK +1.5%, C +1.4%, AIG -2.7%) - August 3

August 5, 2018

General News

Gone Fishing - Returning Full Time on August 6

July 27, 2018

Wall Street News

Cryptocurrency Markets End Week Lower (Bitcoin +0.2%, Ethereum -1.5%) - July 27

July 27, 2018

Wall Street News

Financial Stocks Close Week on High Note (DB +1.8%, PJC +1.5%, AXP +1.3%) - July 27

July 27, 2018

Wall Street News

Most Cryptocurrencies Advance in Price (BIT +1.2%, XLM +3.8%) (ETH, XRP -0.6%) - July 26

July 26, 2018

Wall Street News

Financial Stocks Close Mixed (AMP +2.2%; RJC -4.2%) - July 26

July 26, 2018

People

New Deputy Directors in SEC Trading and Markets Division

July 26, 2018

People

SEC Announces Incoming and Outgoing Deputy Directors of OCIE

July 26, 2018

Regulatory Sanctions

Mizuho Securities Traders Failed to Safeguard Customer Information

July 26, 2018

Regulatory Sanctions

Email Review and Preservation – Ineffective Procedures, Poor Execution

July 26, 2018

Wall Street News

Cryptocurrency Markets are Mixed (Bitcoin -1%, Stellar +6%) - July 25

July 25, 2018

Wall Street News

Financial Winners Outnumber Losers (AMP +2%, ETFC +1.9, TD +1.9% ... BK -1.6%) - July 25

July 25, 2018

People

Candidates Seeking to Serve on FINRA Board of Governors

July 25, 2018

Wall Street News

'Tracy Britt Cool, Warren Buffet's Protégé' ... Fines, Sanctions, Headlines & Headliners (7/25)

July 25, 2018

Hirings/Transitions

FINRA: Latest Job Postings - July 24

July 25, 2018

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