Subscribe to our mailing list

* indicates required

BROWSE BY TOPIC

ABOUT FINANCIALISH

We seek to provide information, insights and direction that may enable the Financial Community to effectively and efficiently operate in a regulatory risk-free environment by curating content from all over the web.

 

Stay Informed with the latest fanancialish news.

 

SUBSCRIBE FOR
NEWSLETTERS & ALERTS

FOLLOW US

Wall Street News

'Winter is Coming' for Bank Stocks ... And Other Headlines and Headliners

December 12, 2018

Wall Street News

Financial Stocks Advance, Led By Euro Banks (DB, Barclays, CS, UBS) - Dec. 12

December 12, 2018

Compliance Concepts

Suitability for Retail Customers (FINRA Exam Findings - Part 2)

December 12, 2018

Hirings/Transitions

FINRA Recent Job Postings, as of December 11

December 12, 2018

Wall Street News

Financials Squander Strong Opening and Close Lower (Barclays -2.2%, Wells Fargo -2.1%, BlackRock -2.0%) - Dec. 11

December 11, 2018

Compliance Concepts

FINRA 2018 Report on Examination Findings [First of a Series]

December 11, 2018

Features/Scandals

Madoff Ponzi Scandal - 10 Year Anniversary

December 11, 2018

Regulatory Sanctions

Blue Sheet Violations Cost Brokers $6Mn in Fines

December 11, 2018

Wall Street News

Financial Stocks Continue Slide (DB -4.1%, Prudential -3.%, WellsFargo -2.9%, BofA 02.6%) - Dec. 10

December 10, 2018

Wall Street News

Goldman Should Boost Reserves for 1MDB Fines ... And Other Headlines and Headliners

December 10, 2018

Features/Scandals

Bernie Madoff's Ponzi Scheme: What Has Become of His Inner Circle

December 10, 2018

Wall Street News

Financials Had Tough Week - Cryptos Had Worse Week

December 8, 2018

Wall Street News

Trump Administration's Trade Confusion Causes Stocks to Tank (AIG -3.8%, E*Trade -3.5%, TDAmeritrade -3.5%) - Dec. 7

December 7, 2018

Regulatory Sanctions

Broker Shares Customer’s Losses

December 7, 2018

Wall Street News

Most Financials Continue to Tank (Citi -3.5%, AIG -3.4%, MetLife -3.0%) - Dec. 6

December 6, 2018

Regulatory Sanctions

Private Placements: Flunking the Basics

December 6, 2018

Wall Street News

Misery Loves Company - Financial Stocks v. Cryptocurrencies

December 6, 2018

Features/Scandals

Troubles in WellsFargoLand

December 6, 2018

Wall Street News

Financials Crash on Trump Trash Talks About China Trade Deal (E*Trade -8%, StateStreet -7%) - Dec. 4

December 4, 2018

Wall Street News

Deutsche Bank’s Troubles Are Donald Trump’s Troubles ... And Other Headlines and Headliners

December 4, 2018

Wall Street News

For Those Who Like to Plan Ahead - NYSE Announces 2019, 2020 and 2021 Calendar

December 4, 2018

Hirings/Transitions

FINRA Recent Job Postings, as of December 4

December 4, 2018

Regulatory Sanctions

Borrowing from Customers, Then ‘Biting the Hand That Fed Them’

December 4, 2018

Wall Street News

Financials: Winners Outnumber Losers (DB +2.5%, MS +2.3%, CS +2.3%) - Dec. 3

December 3, 2018

Wall Street News

Markets to Close Wednesday, 12/5, in Honor of George H.W. Bush

December 3, 2018

Wall Street News

Most Financials Close Week on Strong Note (RaymondJames +4.5%, Ameriprise +1.7%)

November 30, 2018

Compliance Concepts

FINRA Sanctions Guidelines: Using it to Your Advantage

November 30, 2018

Regulatory Sanctions

Unsuitable Trading: Why a Broker Was Barred from the Industry

November 30, 2018

Wall Street News

Financials Get Clobbered (DB -4.9%, Ameriprise -3.6%, Schwab (-3.3%) - Nov. 29

November 29, 2018

People

Lauren Simmons, 24, Featured NYSE Equity Trader

November 29, 2018

Scroll to load more