Subscribe to our mailing list

* indicates required

BROWSE BY TOPIC

ABOUT FINANCIALISH

We seek to provide information, insights and direction that may enable the Financial Community to effectively and efficiently operate in a regulatory risk-free environment by curating content from all over the web.

 

Stay Informed with the latest fanancialish news.

 

SUBSCRIBE FOR
NEWSLETTERS & ALERTS

FOLLOW US

Wall Street News

Wall Street Stocks Tumble Along with Rest of the Market (AMP -2.3%, SCHW -1.6%, STT -1.6%) - Sept 17

September 17, 2018

Wall Street News

Financial Stocks Strong Rally (Prudential, Ameriprise +3%, Piper +2.4%) - Sept 14

September 14, 2018

Wall Street News

Financial Sector: Winners Outnumber Losers (Piper +2.9%, Wells Fargo -1.7%) - Sept 13

September 13, 2018

Wall Street News

Financial Stocks Plunge; Citi (+1.6%) and Wells Fargo (-2.5%) Go in Opposite Directions - Sept. 12

September 12, 2018

People

Pro-Crypto Elad Roisman Sworn in as SEC Commissioner

September 12, 2018

Hirings/Transitions

FINRA: Latest Job Postings – September 11

September 12, 2018

Wall Street News

Financial Stocks Close Mixed (Piper +1.3%, Prudential -1.1%) - September 11

September 11, 2018

Features/Scandals

We Will Never Forget Our Friends, Loved Ones and Co-Workers

September 11, 2018

Wall Street News

Cryptocurrency Markets Week-Long Plunge (Bitcoin -13%, Ethereum -33%)

September 10, 2018

Wall Street News

Financial Stocks Close Mixed (Barclays +1.7%, AIG -1.8%)

September 10, 2018

Wall Street News

Billionaire in Pump-And-Dump Scheme - And Other Fines, Sanctions, Headlines & Headliners

September 10, 2018

General News

Best Wishes for a Happy & Healthy New Year - L'Shana Tovah

September 7, 2018

Wall Street News

Financial Sector: Losers Outnumber Winners (Schwab +1.3%, Deutsche Bk -2.2%) - Sept. 7

September 7, 2018

Crimes

Getting Closer to Coming Full Circle on Dewey & LeBoeuf

September 7, 2018

People

SEC Promotes Two in Enforcement

September 7, 2018

Regulatory Sanctions

Broker Barred for Providing False Testimony

September 7, 2018

Regulatory Sanctions

And Did You Hear About the Principal Who Submitted Misleading Documents to FINRA?

September 7, 2018

Wall Street News

New SEC Commissioner, FINRA Considers Continuing Education Enhancements - And Other Fines, Sanctions, Headlines & Headliners

September 7, 2018

Wall Street News

Financial Stocks Take a Beating, Led By Discount Brokers (ETFC -5%, AMTD -3%, SCHW -2%) - Sept 6

September 6, 2018

Companies

Citigroup Overhauls Its Investment Bank, Again

September 6, 2018

Lawsuits/Arbitrations

JPMorgan Settles Lawsuit with Black Advisers

September 6, 2018

Crimes

Wells Fargo Wholesale Banking - Did Employees Alter Customer Data?

September 6, 2018

Regulatory Sanctions

Interactive Brokers Fined $5.5Mn for Reg SHO Violations

September 6, 2018

Wall Street News

When Goldman Talks, Cryptocurrency Investors Listen

September 5, 2018

Wall Street News

Financial Stocks Closed Mixed (UBS +1.4%, BRK+1.1%, CME -3.3%, ETFC -1.9%) - Sept 5

September 5, 2018

Wall Street News

Fidelity Offers Free Index Funds, CryptoCurrency Sell Off - And Other Fines, Sanctions, Headlines & Headliners

September 5, 2018

Regulatory Sanctions

Investment Adviser Failed to Disclose Compensation Earned by Its Broker-Dealer

September 5, 2018

Rules & Regulations

SEC Urges Completion of the Consolidated Audit Trail

September 5, 2018

Hirings/Transitions

FINRA: Latest Job Postings – September 4

September 5, 2018

Wall Street News

Most Financial Stocks Advance (ICE +1.5%, DB +1.4%, BCS + 1.4%) - Sept. 4

September 4, 2018

Scroll to load more