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Wall Street News

Most Financial Sector Stocks Rise (BlackRock +2.2%, LPL +1.6%, State Street -4.4%) - Apr. 23

April 23, 2019

Wall Street News

Financials Stocks Soar, Wells Advisors Walk, FINRA Files Rules Changes … And Other Headlines and Headliners

April 12, 2019

Regulatory Sanctions

An LPL Branch Manager Goes Rogue - Or - Who’s Supervising the Supervisor?

April 11, 2019

Wall Street News

Financial Stocks Return to Winning Ways (LPL +2.6%, Barclays +2.4%, Goldman +1.7%) - Apr. 3

April 3, 2019

Wall Street News

AIG's $21Mn CEO, Deutsche Dismisses Trader, UBS Weighs Asset Management Future … And Other Sanctions, Legal Actions, People and Companies

April 3, 2019

Wall Street News

Financial Stocks Close Mixed (Ameriprise + 2.6%, BofA +1.2%, LPL -1.5%, Wells -1.2%) - Apr. 2

April 2, 2019

Wall Street News

TGIF - Financial Stocks 'Tank' for Fourth Straight Day (LPL -7.5%, AMTD - 4.6%, SCHW -4.6%, Citi -4.6%) - Mar. 22

March 22, 2019

Wall Street News

Financial Stocks Join Market Rally (DB +5.4%, Piper +2.9%, Barclays +1.8%) - Mar. 11

March 11, 2019

Wall Street News

Financial Stocks: Losers Outnumber Winners (Goldman +1.3%, LPL -2.0%, Barclays -1.7%) - Mar. 8

March 8, 2019

Wall Street News

In February, Financial Stocks Gained, But Not as Much as the Broader Market

March 3, 2019

Wall Street News

Financial Sector Closes Lower as February Comes to an End (TD -2.3%, LPL -1.6%, RJF -1.4%) - Feb. 28

February 28, 2019

Wall Street News

Financial Stocks Post a Rally (BCS +3.1%, DB +2.1%, PNC +2.0%) - Feb. 27

February 27, 2019

Regulatory Sanctions

If You Must Borrow from a Customer, At Least Document the Loan

February 14, 2019

Wall Street News

Financials End 4-Day Losing Streak - But Not By Much (DB +1.6%, MS -1.5%) - Feb. 11

February 11, 2019

Wall Street News

Financial Stocks are Net Losers on a Day the Markets Rally (UBS +1.6%, Ameritrade -2.3%, CME -1.5%) - Feb. 5

February 5, 2019

Wall Street News

Financial Stocks Rise, But Trail the Broad Market Rally (Piper +2.8%, BofA +1.8%, PNC +1.6%) - Feb. 4

February 4, 2019

Wall Street News

Financial Stocks Open February with a Rally (LPL +6.8%, Ameritrade +2.0%, Piper +1.9%) - February 1

February 1, 2019

Wall Street News

Financial Stocks Close Month on Mixed Note (Ameriprise +5.3%, Deutsche -4.4%, Goldman -2.2%) - Jan. 31

January 31, 2019

Wall Street News

Financial Stocks Close Mixed (LPL +1.4%, BNY +1.2%, DB -2.2%, ICE -1.1%) - Jan. 24

January 24, 2019

Wall Street News

Financial Stocks: Losers Outnumber Winners (DB +2.3%, BCS +1.2%, LPL -1.7%, ETFC -1.6%) - Jan. 23

January 24, 2019

Wall Street News

Financial Stocks Close the Session Mixed (LPL +1.8%, CS +1.6%, PNC -1.0%, Ameritrade -0.9%) - Jan. 10

January 10, 2019

Wall Street News

Financials Have Winning Day (E*Trade +2.4%, State Street +2.3%, LPL Fincl +2.3%) - Jan. 9

January 9, 2019

Wall Street News

Financial Stocks: Winners Outpace Losers (E*Trade +1.7%, TD Ameritrade +1.5%, ICE -1.7%) - Jan. 8

January 8, 2019

Wall Street News

Financial Stocks Creep Higher (DB +2.1%, STT +1.2%, LPL +1.2%, ICE -3.1%) - Jan. 7

January 7, 2019

Wall Street News

Financials Crash and Burn Along with Rest of the Market (Berkshire -5.6%, Raymond James -3.4%) - Jan. 3

January 3, 2019

Wall Street News

Financial Stocks Close 2018 On An Uptick (Goldman +2.5%, LPL +2.1%, AIG +2.0%) - December 31

December 31, 2018

Wall Street News

Financial Sector: More Losers (BNY, State Street) Than Winners (LPL, Goldman) - Dec 18

December 18, 2018

Wall Street News

Trump Administration's Trade Confusion Causes Stocks to Tank (AIG -3.8%, E*Trade -3.5%, TDAmeritrade -3.5%) - Dec. 7

December 7, 2018

Wall Street News

Most Financials Continue to Tank (Citi -3.5%, AIG -3.4%, MetLife -3.0%) - Dec. 6

December 6, 2018

Wall Street News

Financials Crash on Trump Trash Talks About China Trade Deal (E*Trade -8%, StateStreet -7%) - Dec. 4

December 4, 2018

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