BROWSE BY TOPIC
- Bad Brokers
- Compliance Concepts
- Investor Protection
- Investments - Unsuitable
- Investments - Strategies
- Investments - Private
- Features/Scandals
- Companies
- Technology/Internet
- Rules & Regulations
- Crimes
- Investments
- Bad Advisors
- Boiler Rooms
- Hirings/Transitions
- Terminations/Cost Cutting
- Regulators
- Wall Street News
- General News
- Donald Trump & Co.
- Lawsuits/Arbitrations
- Regulatory Sanctions
- Big Banks
- People
TRENDING TAGS
Stories of Interest
- Sarah ten Siethoff is New Associate Director of SEC Investment Management Rulemaking Office
- Catherine Keating Appointed CEO of BNY Mellon Wealth Management
- Credit Suisse to Pay $47Mn to Resolve DOJ Asia Probe
- SEC Chair Clayton Goes 'Hat in Hand' Before Congress on 2019 Budget Request
- SEC's Opening Remarks to the Elder Justice Coordinating Council
- Massachusetts Jury Convicts CA Attorney of Securities Fraud
- Deutsche Bank Says 3 Senior Investment Bankers to Leave Firm
- World’s Biggest Hedge Fund Reportedly ‘Bearish On Financial Assets’
- SEC Fines Constant Contact, Popular Email Marketer, for Overstating Subscriber Numbers
- SocGen Agrees to Pay $1.3 Billion to End Libya, Libor Probes
- Cryptocurrency Exchange Bitfinex Briefly Halts Trading After Cyber Attack
- SEC Names Valerie Szczepanik Senior Advisor for Digital Assets and Innovation
- SEC Modernizes Delivery of Fund Reports, Seeks Public Feedback on Improving Fund Disclosure
- NYSE Says SEC Plan to Limit Exchange Rebates Would Hurt Investors
- Deutsche Bank faces another challenge with Fed stress test
- Former JPMorgan Broker Files racial discrimination suit against company
- $3.3Mn Winning Bid for Lunch with Warren Buffett
- Julie Erhardt is SEC's New Acting Chief Risk Officer
- Chyhe Becker is SEC's New Acting Chief Economist, Acting Director of Economic and Risk Analysis Division
- Getting a Handle on Virtual Currencies - FINRA
ABOUT FINANCIALISH
We seek to provide information, insights and direction that may enable the Financial Community to effectively and efficiently operate in a regulatory risk-free environment by curating content from all over the web.
Stay Informed with the latest fanancialish news.
SUBSCRIBE FOR
NEWSLETTERS & ALERTS
FOLLOW US
FINRA Job Posts as of October 5
October 5, 2016
- Litigation Counsel - Enforcement; New York, NY/ Rockville, MD/ Boston, MA/ Atlanta, GA/ Chicago, IL/ San Francisco, CA/ Los Angeles, CA/ Woodbridge, NJ; Job Posting: Oct 4 - Requisition ID 005447
- Compliance Examiner, TFCE Equities- Market Reg.: Chicago, IL; Job Posting: Oct 4 - Requisition ID 005539
- Entitlement Coordinator II - Info Ops: Rockville, MD; Job Posting: Oct 4 - Requisition ID 005538
- Attorney, Litigation and Policy: Washington, DC; Job Posting: Oct 4 - Requisition ID 005522
- Regulatory Analyst, Options Reg.: New York, NY; Job Posting: Oct 4 - Requisition ID 005530
- Examiner - Member Reg., Sales Practice: Chicago, IL; Job Posting: Oct 3 - Requisition ID 005534
- Examiner - Member Reg., Sales Practice: Chicago, IL; Job Posting: Oct 3 - Requisition ID 005533
- Associate Developer II - Technology: Rockville, MD - Contractor Conversion; Job Posting: Sep 30 - Requisition ID 005532
- Executive Assistant I - Market Reg., SRMG: Rockville, MD - Contractor Conversion; Job Posting: Sep 30 - Requisition ID 005531
- Senior Strategic Research Analyst, Mkt Reg., SRMG (Contractor Conversion): New York, NY; Job Posting: Sep 29 - Requisition ID 005529
- Attorney, Office of GC - Criminal Prosecution Assist. Grp: Washington, DC; Job Posting: Sep 29 - Requisition ID 005528
- Financial Ops Examiner - Member Reg., ROOR: New York, NY; Job Posting: Sep 29 - Requisition ID 005527
- Associate Analyst - Market Reg., Customer Issues: Rockville, MD; Job Posting: Sep 29 - Requisition ID 005523
- Cause Examiner - Member Reg, Sales Practice: Philadelphia, PA; Job Posting: Sep 29 - Requisition ID 005521
Related Stories: Hirings/Transitions
-
FINRA Job Postings, as of September 27, 2019
September 22, 2019 -
FINRA September Job Postings, as of September 19, 2019
September 20, 2019 -
FINRA Recent Job Postings, as of July 15, 2019
July 15, 2019