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TRENDING TAGS
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- Sarah ten Siethoff is New Associate Director of SEC Investment Management Rulemaking Office
- Catherine Keating Appointed CEO of BNY Mellon Wealth Management
- Credit Suisse to Pay $47Mn to Resolve DOJ Asia Probe
- SEC Chair Clayton Goes 'Hat in Hand' Before Congress on 2019 Budget Request
- SEC's Opening Remarks to the Elder Justice Coordinating Council
- Massachusetts Jury Convicts CA Attorney of Securities Fraud
- Deutsche Bank Says 3 Senior Investment Bankers to Leave Firm
- World’s Biggest Hedge Fund Reportedly ‘Bearish On Financial Assets’
- SEC Fines Constant Contact, Popular Email Marketer, for Overstating Subscriber Numbers
- SocGen Agrees to Pay $1.3 Billion to End Libya, Libor Probes
- Cryptocurrency Exchange Bitfinex Briefly Halts Trading After Cyber Attack
- SEC Names Valerie Szczepanik Senior Advisor for Digital Assets and Innovation
- SEC Modernizes Delivery of Fund Reports, Seeks Public Feedback on Improving Fund Disclosure
- NYSE Says SEC Plan to Limit Exchange Rebates Would Hurt Investors
- Deutsche Bank faces another challenge with Fed stress test
- Former JPMorgan Broker Files racial discrimination suit against company
- $3.3Mn Winning Bid for Lunch with Warren Buffett
- Julie Erhardt is SEC's New Acting Chief Risk Officer
- Chyhe Becker is SEC's New Acting Chief Economist, Acting Director of Economic and Risk Analysis Division
- Getting a Handle on Virtual Currencies - FINRA
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Goldman Gets Record Fine, JPMorgan and Nomura Axing Jobs, CCOs Go Crypto … And Other Headlines and Headliners
March 28, 2019
FINES, SANCTIONS, LEGAL ACTIONS:
- Goldman Sachs Fined Record $45 Million by UK Watchdog [CNBC]
- Supreme Court Affirms DC Circuit on Lorenzo V. SEC [BrokeAndBroker]
- Second Ex-Barclays Trader Guilty of Rigging Euribor [Bloomberg]
► The Guilty Barclays Traders: The Retiree and the Gong Therapist [Bloomberg]
PEOPLE & COMPANIES:
- Deutsche Bank - Weak Q1 Results May Lead to €10Bn Equity Sale Ahead of a Commerzbank Merger [MarketWatch]
- JPMorgan, Nomura Job Cuts Add to Wave of Pullbacks in Finance [Bloomberg]
► JPMorgan to Cut Hundreds of Jobs After Staffing Review [Bloomberg]
► JPMorgan Reportedly Slashing Hundreds of Jobs in Asset Mgmt [BusinessInsider]
► Nomura Plans Dozens of Job Cuts in Europe, U.S. - >100 Traders, Bankers [Bloomberg]
- Schwab Introduces Subscription-Based Financial Planning Option [BusinessWire]
HEADLINES & HEADLINERS:
- Compliance Officers Wary of Switch to 'Wild West' Crypto Sector [Reuters]
- Winning $768 Million Powerball Ticket Sold in Wisconsin [CNBC]
- NY, CT Have Heaviest State Income Taxes; Here's What Other States are Charging [CNBC]
- How Europe’s Banks Wound Up Laundering Russia’s Money [Bloomberg]
- Ethereum, 2nd Largest Cryptocurrency, Losing Its Luster and its Market Share [Bloomberg]
- Where to Invest $1 Million Right Now [Bloomberg]
- FINRA Proposes Rule Changes for Corporate Bonds, TRACE [FINRA] [FINRAFiling]
- SEC Commissioner Jackson: On Implementing FAST Act (Fixing America's Surface Transportation) [SEC]
