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TRENDING TAGS
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- Sarah ten Siethoff is New Associate Director of SEC Investment Management Rulemaking Office
- Catherine Keating Appointed CEO of BNY Mellon Wealth Management
- Credit Suisse to Pay $47Mn to Resolve DOJ Asia Probe
- SEC Chair Clayton Goes 'Hat in Hand' Before Congress on 2019 Budget Request
- SEC's Opening Remarks to the Elder Justice Coordinating Council
- Massachusetts Jury Convicts CA Attorney of Securities Fraud
- Deutsche Bank Says 3 Senior Investment Bankers to Leave Firm
- World’s Biggest Hedge Fund Reportedly ‘Bearish On Financial Assets’
- SEC Fines Constant Contact, Popular Email Marketer, for Overstating Subscriber Numbers
- SocGen Agrees to Pay $1.3 Billion to End Libya, Libor Probes
- Cryptocurrency Exchange Bitfinex Briefly Halts Trading After Cyber Attack
- SEC Names Valerie Szczepanik Senior Advisor for Digital Assets and Innovation
- SEC Modernizes Delivery of Fund Reports, Seeks Public Feedback on Improving Fund Disclosure
- NYSE Says SEC Plan to Limit Exchange Rebates Would Hurt Investors
- Deutsche Bank faces another challenge with Fed stress test
- Former JPMorgan Broker Files racial discrimination suit against company
- $3.3Mn Winning Bid for Lunch with Warren Buffett
- Julie Erhardt is SEC's New Acting Chief Risk Officer
- Chyhe Becker is SEC's New Acting Chief Economist, Acting Director of Economic and Risk Analysis Division
- Getting a Handle on Virtual Currencies - FINRA
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JPMorgan, Bank of America Sued for Collusion, UBS Hit with $5Bn Fine ... And Other Headlines and Headliners
February 21, 2019
FINES, SANCTIONS, LEGAL ACTIONS:
- Gladius Network Self-Reports and Settles Unregistered ICO Charges [SEC]
- Victims of That Other Ponzi Scheme—Allen Stanford's—Say They’ve Been Short-Changed [CNBC]
- UBS Hit with Record $5.1Bn in French Tax Fraud Trial [Bloomberg]
- Outside Business Activities and Away Account Cost Stockbroker $7.5K and 4 Months [BrokeAndBroker]
- Credit Suisse Loses Bid to Dismiss U.S. Lawsuit Over Write-Downs [Reuters]
- Philadelphia Sues JPMorgan, Bank of America and 5 Other Banks Over Muni Deal ‘Collusion’ [Bloomberg]
PEOPLE & COMPANIES:
- Billionaire Ken Griffin’s Citadel Hires Samantha Greenberg, Female HF Founder [NYPost]
- Duke Player Zion Williamson Injured When Sneaker Blows Apart, Nike Shares Drop [CNBC]
- Deutsche Bank Lost $1.6Bn on Single Trade Involving Warren Buffett [Bloomberg]
- Goldman Sachs and Apple Reportedly Partnering to Launch New iPhone-Linked Credit Card [BusinessInsider]
HEADLINES & HEADLINERS:
- FINRA Institute at Georgetown CRCP Program [FINRA Podcast]
- SEC Proposes to Expand “Test-the-Waters” Modernization Reform to All Issuers [SEC]
- New Subprime Boom: What to Do About It [Bloomberg]
- Personal Loans Surge to Record $138Bn in U.S. as Fintechs Lead New Lending Charge [CNBC]
► Consumer Debt Hits $4Trillion [CNBC]
- Charlie Munger: Teaching Young People to Actively Trade Stocks is Like Starting Them on Heroin [CNBC]
