Subscribe to our mailing list

* indicates required







We seek to provide information, insights and direction that may enable the Financial Community to effectively and efficiently operate in a regulatory risk-free environment by curating content from all over the web.


Stay Informed with the latest fanancialish news.




Wall Street News

SEC Roundtable on Market Structure for Thinly-Traded Securities

April 16, 2018

[Photo: by Daniel Acker / Bloomberg News]


On Monday, April 23, SEC staff will host a roundtable that addresses the market structure for thinly-traded exchange-listed securities - both equities and exchange-traded products.  The roundtable, to be held at SEC headquarters in Washington, DC, will discuss the challenges faced by participants in the market for thinly-traded exchange-listed securities and potential improvements that might be considered to the market structure for these securities.  


Currently, there is a single equity market structure for all National Market System (NMS) securities, large and small, liquid and illiquid.  Staff is interested in views from a broad range of market participants as to whether targeted changes should be made to optimize the market structure for thinly-traded securities. 


The roundtable will be open to the public and webcast live on  Members of the public who wish to provide their views on the topic may submit comments electronically or on paper.  


[Click link below for more information.]