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- SEC's Opening Remarks to the Elder Justice Coordinating Council
- Massachusetts Jury Convicts CA Attorney of Securities Fraud
- Deutsche Bank Says 3 Senior Investment Bankers to Leave Firm
- World’s Biggest Hedge Fund Reportedly ‘Bearish On Financial Assets’
- SEC Fines Constant Contact, Popular Email Marketer, for Overstating Subscriber Numbers
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- Cryptocurrency Exchange Bitfinex Briefly Halts Trading After Cyber Attack
- SEC Names Valerie Szczepanik Senior Advisor for Digital Assets and Innovation
- SEC Modernizes Delivery of Fund Reports, Seeks Public Feedback on Improving Fund Disclosure
- NYSE Says SEC Plan to Limit Exchange Rebates Would Hurt Investors
- Deutsche Bank faces another challenge with Fed stress test
- Former JPMorgan Broker Files racial discrimination suit against company
- $3.3Mn Winning Bid for Lunch with Warren Buffett
- Julie Erhardt is SEC's New Acting Chief Risk Officer
- Chyhe Becker is SEC's New Acting Chief Economist, Acting Director of Economic and Risk Analysis Division
- Getting a Handle on Virtual Currencies - FINRA
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NEWSLETTERS & ALERTS
Wall Street News
SEC Roundtable on Market Structure for Thinly-Traded Securities
[Photo: by Daniel Acker / Bloomberg News]
On Monday, April 23, SEC staff will host a roundtable that addresses the market structure for thinly-traded exchange-listed securities - both equities and exchange-traded products. The roundtable, to be held at SEC headquarters in Washington, DC, will discuss the challenges faced by participants in the market for thinly-traded exchange-listed securities and potential improvements that might be considered to the market structure for these securities.
Currently, there is a single equity market structure for all National Market System (NMS) securities, large and small, liquid and illiquid. Staff is interested in views from a broad range of market participants as to whether targeted changes should be made to optimize the market structure for thinly-traded securities.
The roundtable will be open to the public and webcast live on SEC.gov. Members of the public who wish to provide their views on the topic may submit comments electronically or on paper.
[Click link below for more information.]