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TRENDING TAGS
Stories of Interest
- Sarah ten Siethoff is New Associate Director of SEC Investment Management Rulemaking Office
- Catherine Keating Appointed CEO of BNY Mellon Wealth Management
- Credit Suisse to Pay $47Mn to Resolve DOJ Asia Probe
- SEC Chair Clayton Goes 'Hat in Hand' Before Congress on 2019 Budget Request
- SEC's Opening Remarks to the Elder Justice Coordinating Council
- Massachusetts Jury Convicts CA Attorney of Securities Fraud
- Deutsche Bank Says 3 Senior Investment Bankers to Leave Firm
- World’s Biggest Hedge Fund Reportedly ‘Bearish On Financial Assets’
- SEC Fines Constant Contact, Popular Email Marketer, for Overstating Subscriber Numbers
- SocGen Agrees to Pay $1.3 Billion to End Libya, Libor Probes
- Cryptocurrency Exchange Bitfinex Briefly Halts Trading After Cyber Attack
- SEC Names Valerie Szczepanik Senior Advisor for Digital Assets and Innovation
- SEC Modernizes Delivery of Fund Reports, Seeks Public Feedback on Improving Fund Disclosure
- NYSE Says SEC Plan to Limit Exchange Rebates Would Hurt Investors
- Deutsche Bank faces another challenge with Fed stress test
- Former JPMorgan Broker Files racial discrimination suit against company
- $3.3Mn Winning Bid for Lunch with Warren Buffett
- Julie Erhardt is SEC's New Acting Chief Risk Officer
- Chyhe Becker is SEC's New Acting Chief Economist, Acting Director of Economic and Risk Analysis Division
- Getting a Handle on Virtual Currencies - FINRA
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Shutdown Hurts Financial Deregulation, Vanguard Founder John Bogle is Dead ... And Other Headlines and Headliners
FINES, SANCTIONS, LEGAL ACTIONS:
- U.S. Delays Probe Into Goldman Sachs’ Malaysian Scandal [NYPost]
► Goldman Sachs Shares Surge Despite Growing Fallout from 1MDB Scandal [NYPost]
- Morgan Stanley Banker Fired After Maternity Leave Seeks CEO's Release So She Can Sue Firm [Bloomberg]
PEOPLE & COMPANIES:
- John C. Bogle, Founder of Financial Giant Vanguard, Is Dead at 89 [NYTimes]
- The Major Bank Earnings Reports All In and Morgan Stanley Was Biggest Loser [CNBC]
► Morgan Stanley Suffers Worst Bond-Trading Slump on Street [Bloomberg]
► Morgan Stanley Burned in Q4 by Deferred Comp Program [AdvisorHub]
- Deutsche Bank Deal Talks Bubble Up Again [Barron's subsc reqd]]
► Cross-Border Deutsche Bank Merger? Not So Fast, Barclays Says [Bloomberg]
► Deutsche Bank Watchdogs Prefer Merger With European Firm, Not Commerzbank [Bloomberg]
► Deutsche Bank's Path to a Game-Changing Merger Got Bumpier [Bloomberg]
- Morgan Stanley Is Ready, After a Decade, to Grow Through Deals [Bloomberg]
- SocGen Considers Shutting $4.7 Billion Prop-Trading Unit [Bloomberg]
HEADLINES & HEADLINERS:
