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TRENDING TAGS
Stories of Interest
- Sarah ten Siethoff is New Associate Director of SEC Investment Management Rulemaking Office
- Catherine Keating Appointed CEO of BNY Mellon Wealth Management
- Credit Suisse to Pay $47Mn to Resolve DOJ Asia Probe
- SEC Chair Clayton Goes 'Hat in Hand' Before Congress on 2019 Budget Request
- SEC's Opening Remarks to the Elder Justice Coordinating Council
- Massachusetts Jury Convicts CA Attorney of Securities Fraud
- Deutsche Bank Says 3 Senior Investment Bankers to Leave Firm
- World’s Biggest Hedge Fund Reportedly ‘Bearish On Financial Assets’
- SEC Fines Constant Contact, Popular Email Marketer, for Overstating Subscriber Numbers
- SocGen Agrees to Pay $1.3 Billion to End Libya, Libor Probes
- Cryptocurrency Exchange Bitfinex Briefly Halts Trading After Cyber Attack
- SEC Names Valerie Szczepanik Senior Advisor for Digital Assets and Innovation
- SEC Modernizes Delivery of Fund Reports, Seeks Public Feedback on Improving Fund Disclosure
- NYSE Says SEC Plan to Limit Exchange Rebates Would Hurt Investors
- Deutsche Bank faces another challenge with Fed stress test
- Former JPMorgan Broker Files racial discrimination suit against company
- $3.3Mn Winning Bid for Lunch with Warren Buffett
- Julie Erhardt is SEC's New Acting Chief Risk Officer
- Chyhe Becker is SEC's New Acting Chief Economist, Acting Director of Economic and Risk Analysis Division
- Getting a Handle on Virtual Currencies - FINRA
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Wall Street Bonuses Fall, Wells Fargo Struggles, Bitcoin Nears Volatility Record ... And Other Headlines and Headliners
March 27, 2019
FINES, SANCTIONS, LEGAL ACTIONS:
- Morgan Stanley Loses Bid to Prevent Brokers Who Jumped to Rival from Soliciting Former Clients [AdvisorHub]
- Sterne Agee Wins Partial Subrogation in FINRA Customer Arbitration [BrokeAndBroker]
PEOPLE & COMPANIES:
- JPMorgan Agrees to Fund Transit Upgrades Near Its New Manhattan Headquarters [Bloomberg]
- SEC Names Danae Serrano as Ethics Counsel [SEC]
- Wells Fargo's Corporate Bank Struggles to Regain Footing [Reuters]
- Barclays CEO Staley Grabs Control of Investment Bank, Ousts Throsby [Reuters]
► Barclays Int'l CEO Tim Throsby to Leave as Part of Executive Overhaul [Reuters]
- Deutsche Bank Chairman Says Bank Size Matters Amid Merger Talks [Bloomberg]
- Goldman's Apple Pairing Furthers Bank's Mass-Market Ambitions [Reuters]
- Wells Fargo Names Interim Wealth Management Head [Barron's]
- HD Vest’s Parent to Buy 1st Global for $180 Million [WealthMgmt]
- Deutsche Bank Considers Further Cost Cuts After Weak Quarter One: Handelsblatt [Reuters]
HEADLINES & HEADLINERS:
- Wall Street Average Bonus Slid 17% in 2018, New York State Says [Bloomberg]
- U.S. Just Got the Latest Sign That Hiring Could Continue to Slow [BusinessInsider]
- Bitcoin About to Set Volatility Record - And This Time It May Actually Be Good [MarketWatch]
- How This Scammer Used Phishing Emails to Steal Over $100 Million from Google and Facebook [CNBC]
