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We seek to provide information, insights and direction that may enable the Financial Community to effectively and efficiently operate in a regulatory risk-free environment by curating content from all over the web.


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Browsing Stories of Interest: Lawsuits/Arbitrations

Former JPMorgan Broker Files racial discrimination suit against company

June 3, 2018

Michigan State to Pay $500Mn to Victims of Larry Nassar's Abuse

May 16, 2018

Wells Fargo Settles Lawsuit Over Phony Accounts for $480 Million

May 7, 2018

It's Over for Ex-Goldman Sachs Programmer: Conviction Upheld Again

May 3, 2018

Edward Jones Sued for Shuttling Customers to Fee Accounts

April 8, 2018

Point72 Executive Says Sexism Case Belongs in U.S. Court, Not Arbitration

April 8, 2018

Nasdaq Sues IEX for Allegedly Infringing on Wall Street Patents

March 2, 2018

UBS Told to Pay $903K After Losing Retaliation Verdict

December 21, 2017

Barclays Fails to End U.S. 'Dark Pool' Class Action

November 6, 2017

FINRA Arbitration Panel Rules Against ex-LPL Broker in $30Mn Lawsuit vs. Firm

November 3, 2017

Barclays Sued by Hedge Fund for $85Mn Over Copper Trading Losses

October 24, 2017

Wachovia Customer Sues Wells Fargo Over FundSource Losses - Bill Singer

September 20, 2017

Harbour and Geneos Customers Win FINRA Arbitration Against Stockbroker - Bill Singer

September 19, 2017

Judge Says Spitzer ‘Acted with Actual Malice’ Vs. AIG’s Ex-CEO Greenberg

September 15, 2017

FINRA Arbitrator Unimpeded by Defaulting Brokerage Firm - Bill Singer

September 13, 2017

Stifel Prevails in Arbitration But Ex-Hilltop Employees Hit with Awards - Bill Singer

August 21, 2017

SG Americas Employee Wins (Sort Of) FINRA Employment Arbitration - Bill Singer

August 15, 2017

Lawyer Tells What Really Goes On in FINRA Arbitration

August 9, 2017

Leon Black’s Apollo Global Sued Over Alleged Fraud

August 7, 2017

Tullet Prebon Wins Blackballing Arbitration - Bill Singer

August 3, 2017

JPMorgan Kept Loan Buyers in Dark About Probe - Lawsuit

August 2, 2017

Ex-Lehman Trader Fails in Bid to Double-Dip on $83Mn Bonus

July 31, 2017

Employee Wins Over $1 Million In Fraudulent Inducement Hiring Case - Bill Singer

July 31, 2017

Bond Trader Barred by FINRA Wins Arbitration for Unpaid Wages - Bill Singer

July 26, 2017

Mastercard Wins Dismissal of $18 Billion Class Action Suit

July 24, 2017

Ex-Broker Sues Hedge Fund For $5M Over Layoff Dispute

July 14, 2017

Italian Court to Hear $3Bn Claim vs. Morgan Stanley

July 6, 2017

JPMorgan Wins Appeals Ruling in FX Salesman's Dismissal Case

June 20, 2017

California Could Let Consumers Sue Banks, Despite Arbitration Clauses

June 1, 2017

Nomura Traders in Ultimate Bet Won't Testify at Fraud Trial

May 31, 2017

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