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We seek to provide information, insights and direction that may enable the Financial Community to effectively and efficiently operate in a regulatory risk-free environment by curating content from all over the web.


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Browsing Stories of Interest: People

Sarah ten Siethoff is New Associate Director of SEC Investment Management Rulemaking Office

June 8, 2018

Catherine Keating Appointed CEO of BNY Mellon Wealth Management

June 8, 2018

SEC Names Valerie Szczepanik Senior Advisor for Digital Assets and Innovation

June 5, 2018

$3.3Mn Winning Bid for Lunch with Warren Buffett

June 3, 2018

Julie Erhardt is SEC's New Acting Chief Risk Officer

May 31, 2018

Chyhe Becker is SEC's New Acting Chief Economist, Acting Director of Economic and Risk Analysis Division

May 31, 2018

Bond Fund Managed by Bill Gross Has Worst Day Ever – Over Italian Geopolitical Concerns

May 30, 2018

SEC Chief Economist and Director, Jeffrey Harris, Leaving

May 29, 2018

Bill O’Donnell is New CFO at MetLife

May 16, 2018

Cadwalader Adds Mark Chorazak to its Financial Regulation Practice

May 15, 2018

SEC Names Jessica Kane Director of Office of Credit Ratings

May 8, 2018

Diane Blizzard, Assoc. Director of Rulemaking for SEC Investment Management, is Leaving

May 4, 2018

SEC: Raquel Fox is New Director of the Office of International Affairs

May 2, 2018

Wells Fargo CEO: Critics Who Want Him Fired ‘Don’t Know What They’re Talking About’

May 1, 2018

Eric Werner Named Associate Regional Enforcement Director in SEC's Fort Worth Office

April 27, 2018

SEC Formerly Bars Martin Shkreli from Industry

April 25, 2018

HF Billionaire Steve Cohen Buying Into Fintech Start-Ups

April 25, 2018

Richard Jenrette, Co-Founder of DLJ Investment Bank, Dies at 89

April 23, 2018

Warren Buffett Simply Blew it on Wells Fargo Stock: Dick Bove (Video)

April 20, 2018

Janney Montgomery Scott CEO Joins FINRA Board of Governors

April 16, 2018

Larry Fink: Wall Street’s $6 Trillion Man Finally Worth $1Bn

April 16, 2018

Susan Axelrod, Ex-FINRA Exec, Joins Merrill Lynch as Chief Supervisory Officer

April 11, 2018

HF Manager John Paulson Owes $1Bn in Taxes; Paid $5ooMn in 2017

April 11, 2018

Another Goldman Exec Leaves Wall Street for Crypto World

April 10, 2018

Former Merrill Lynch CEO John Thain Slated to Join Deutsche Bank Supervisory Board

April 7, 2018

Cryan on His Way Out - Deutsche Bank Chair Meets With CEO Candidates

March 27, 2018

Sallie Krawcheck’s Investment Firm Launches New Fund for Women

March 27, 2018

Latham & Watkins Chair Bill Voge Resigns Over Sexual Messages

March 21, 2018

Mark Zuckerberg Lost $9Bn in Wealth Over Past 48 Hours

March 20, 2018

From a $126Mn Bonus to Jail: Fall of a Star Trader

March 19, 2018

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